Air Regulations - Chapter 140
Chapter 140 - Regulation for Emissions Trading
Part I (pdf) - NOx Budget Trading Program
[Effective July 17 2002; last amendment: December 31 2008]
Part II (pdf) - NOX Annual Trading Program
[Effective April 18 2007; last amendment: August 18, 2010]
Part III (pdf) - NOX Ozone Season Trading Program
[Effective April 18 2007; last amendment: August 18, 2010]
Part IV (pdf) - SO2 Annual Trading Program
[Effective April 18 2007; last amendment: August 18, 2010]
Part VI (pdf) - Hg Budget Trading Program for Coal Fired Electric Steam Generating Units
[NOTE THAT THIS REGULATION HAS NO EFFECT DUE TO VACATURE OF THE FEDERAL CAMR REGULATION.]
Viewable in Adobe PDF format or read specific sections online via the Legislative Information System database
Part I – NOx Budget Trading Program
Article 1- NOx Budget Trading Program General Provisions
Section 10 - Purpose
Section 20 - Definitions
Section 30 - Measurements abbreviations and acronyms
Section 31 - Federal regulations incorporated by reference
Section 40 - Applicability
Section 50 - Retired unit exemption
Section 60 - Standard requirements
Section 70 - Computation of time
Article 2 - Authorized Account Representative for NOx Budget Sources
Section 100 - Authorization and responsibilities of the NOx authorized account representative
Section 110 - Alternate NOx authorized account representative
Section 120 - Changing the NOx authorized account representative and the alternate NOx authorized account representative; changes in the owners and operators
Section 130 - Account certificate of representation
Section 140 - Objections concerning the NOx authorized account representative
Article 3 - Permits
Section 200 - General NOx Budget permit requirements
Section 210 - Submission of NOx Budget permit applications
Section 220 - Information requirements for NOx Budget permit applications
Section 230 - NOx Budget permit contents
Section 240 - Effective date of initial NOx Budget permit
Section 250 - NOx Budget permit revisions
Article 4 - Compliance Certification
Section 300 - Compliance certification report
Section 310 - Permitting authority's and administrator's action on compliance certifications
Article 5 - NOx Allowance Allocations
Section 400 - State trading program budget
Section 410 - Timing requirements for NOx allowances allocations
Section 420 - NOx allowance allocations
Section 430 - Compliance Supplement Pool
Article 6 - NOx Allowance Allocations Tracking System
Section 500 - NOx Allowance Tracking System accounts
Section 510 - Establishments of accounts
Section 520 - NOx Allowance Tracking System responsibilities of NOx authorized account representative
Section 530 - Recordation of NOx allowance allocations
Section 540 - Compliance
Section 550 - Banking
Section 560 - Account error
Section 570 - Closing of general accounts
Article 7- NOx Allowance Transfers
Section 600 - Scope and submission of NOx allowance transfers
Section 610 - EPA recordation
Section 620 - Notification
Article 8 - Monitoring and Reporting
Section 700 - General requirements
Section 710 - Initial certification and recertification procedures
Section 720 - Out of control periods
Section 730 - Notifications
Section 740 - Recordkeeping and reporting
Section 750 - Petitions
Section 760 - Additional requirements to provide heat input data for allocation purposes
Article 9 - Individual Unit Opt-ins
Section 800 - Applicability
Section 810 - General
Section 820 - NOx authorized account representative
Section 830 - Applying for NOx Budget opt-in permit
Section 840 - Opt-in process
Section 850 - NOx Budget opt-in permit contents
Section 860 - Withdrawal from NOx Budget Trading Program
Section 870 - Change in regulatory status
Section 880 - NOx allowance allocations to opt-in units
Article 10 - State Trading Program Budget and Compliance Pool
Section 900 - State trading program budget
Section 910 - Compliance supplement pool budget
Section 920 - Total electric generating unit allocations
Section 930 - Total non-electric generating unit allocations
Part II – NOX Annual Trading Program
Article 1 CAIR NOx Annual Trading Program General Provisions
Section 1010 – Purpose and authority
Section 1020 – Definitions
Section 1030 - Measurements abbreviations and acronyms
Section 1040 - Applicability
Section 1050 - Retired unit exemption
Section 1060 - Standard requirements
Section 1061 – Nonattainment area requirements
Section 1062 – NOx emissions compliance demonstration
Section 1070 - Computation of time
Section 1080 – Appeal procedures
Article 2 - CAIR-designated Representative for CAIR NOx Sources
Section 1100 - Authorization and responsibilities of CAIR-designated representative
Section 1110 - Alternate CAIR-designated representative
Section 1120 - Changing CAIR-designated representative and the alternate CAIR-designated representative; changes in owners and operators
Section 1130 - Certificate of representation
Section 1140 - Objections concerning CAIR-designated representative
Section 1150 – Delegation by CAIR-designated representative and alternate CAIR-designated representative
Article 3 - Permits
Section 1200 - General CAIR NOx Annual Trading Program permit requirements
Section 1210 - Submission of CAIR permit applications
Section 1220 - Information requirements for CAIR permit applications
Section 1230 – CAIR permit contents and term
Section 1240 – CAIR permit revisions
Article 4 - [Reserved]
Section 1300 – [Reserved]
Article 5 - CAIR NOx Allowance Allocations
Section 1400 - CAIR NOX Annual trading budgets
Section 1410 - Timing requirements for CAIR NOx allowance allocations
Section 1420 – CAIR NOx allowance allocations
Section 1430 - Compliance Supplement Pool
Article 6 - CAIR NOx Allowance Allocations Tracking System
Section 1500 – [Reserved]
Section 1510 - Establishments of accounts
Section 1520 - Responsibilities of CAIR-authorized account representative
Section 1530 - Recordation of CAIR NOx allowance allocations
Section 1540 – Compliance with CAIR NOx emissions limitation
Section 1550 - Banking
Section 1560 - Account error
Section 1570 - Closing of general accounts
Article 7 - CAIR NOx Allowance Transfers
Section 1600 – Submission of CAIR NOx allowance transfers
Section 1610 - EPA recordation
Section 1620 - Notification
Article 8 - Monitoring and Reporting
Section 1700 - General requirements
Section 1710 - Initial certification and recertification procedures
Section 1720 - Out of control periods
Section 1730 - Notifications
Section 1740 - Recordkeeping and reporting
Section 1750 - Petitions
Article 9 - CAIR NOx Opt-in Units
Section 1800 - Applicability
Section 1810 - General
Section 1820 – CAIR-designated representative
Section 1830 - Applying for CAIR opt-in permit
Section 1840 - Opt-in process
Section 1850 – CAIR opt-in permit contents
Section 1860 - Withdrawal from CAIR NOx Annual Trading Program
Section 1870 - Change in regulatory status
Section 1880 – CAIR NOx allowance allocations to CAIR NOx opt-in units
Part III – NOX Ozone Season Trading Program
Article 1 - CAIR NOx Ozone Season Trading Program General Provisions
Section 2010 – Purpose and authority
Section 2020 – Definitions
Section 2030 - Measurements abbreviations and acronyms
Section 2040 - Applicability
Section 2050 - Retired unit exemption
Section 2060 - Standard requirements
Section 2061 - Nonattainment area requirements
Section 2062 – NOx emissions compliance demonstration
Section 2070 - Computation of time
Section 2080 – Appeal procedures
Article 2 - CAIR-designated Representative for CAIR NOx Ozone Season Sources
Section 2100 - Authorization and responsibilities of CAIR-designated representative
Section 2110 - Alternate CAIR-designated representative
Section 2120 - Changing CAIR-designated representative and the alternate CAIR-designated representative; changes in owners and operators
Section 2130 - Certificate of representation
Section 2140 - Objections concerning CAIR-designated representative
Section 2150 – Delegation by CAIR-designated representative and alternate CAIR-designated representative
Article 3 - Permits
Section 2200 - General CAIR NOx Ozone Season Trading Program permit requirements
Section 2210 - Submission of CAIR permit applications
Section 2220 - Information requirements for CAIR permit applications
Section 2230 – CAIR permit contents and term
Section 2240 – CAIR permit revisions
Article 4 - [Reserved]
Section 2300 – [Reserved]
Article 5 - CAIR NOx Allowance Allocations
Section 2400 - CAIR NOX Ozone Season Allowance allocations
Section 2405 – State trading budgets for nonelectric generating units
Section 2410 - Timing requirements for CAIR NOx Ozone Season allowance allocations
Section 2420 – CAIR NOx Ozone Season allowance allocations
Section 2430 – CAIR NOx Ozone Season allowance allocations for individual existing nonelectric generating units
Article 6 - CAIR NOx Ozone Season Allowance Tracking System
Section 2500 – [Reserved]
Section 2510 - Establishments of accounts
Section 2520 - Responsibilities of CAIR-authorized account representative
Section 2530 - Recordation of CAIR NOx Ozone Season allowance allocations
Section 2540 – Compliance with CAIR NOx emissions limitation
Section 2550 - Banking
Section 2560 - Account error
Section 2570 - Closing of general accounts
Article 7 - CAIR NOx Ozone Season Allowance Transfers
Section 2600 – Submission of CAIR NOx Ozone Season allowance transfers
Section 2610 - EPA recordation
Section 2620 - Notification
Article 8 - Monitoring and Reporting
Section 2700 - General requirements
Section 2710 - Initial certification and recertification procedures
Section 2720 - Out of control periods
Section 2730 - Notifications
Section 2740 - Recordkeeping and reporting
Section 2750 - Petitions
Article 9 - CAIR NOx Ozone Season Opt-in Units
Section 2800 - Applicability
Section 2810 - General
Section 2820 – CAIR-designated representative
Section 2830 - Applying for CAIR opt-in permit
Section 2840 - Opt-in process
Section 2850 – CAIR opt-in permit contents
Section 2860 - Withdrawal from CAIR NOx Ozone Season Trading Program
Section 2870 - Change in regulatory status
Section 2880 – CAIR NOx Ozone Season allowance allocations to CAIR NOx Ozone Season opt-in units
Part IV – SO2 Trading Program
Article 1 - CAIR SO2 Trading Program General Provisions
Section 3010 – Purpose
Section 3020 – Definitions
Section 3030 - Measurements abbreviations and acronyms
Section 3040 - Applicability
Section 3050 - Retired unit exemption
Section 3060 - Standard requirements
Section 3061 – Nonattainment area requirements
Section 3062 – SO2 emissions compliance demonstration
Section 3070 - Computation of time
Section 3080 – Appeal procedures
Article 2 - CAIR-designated Representative for CAIR SO2 Sources
Section 3100 - Authorization and responsibilities of CAIR-designated representative
Section 3110 - Alternate CAIR-designated representative
Section 3120 - Changing CAIR-designated representative and the alternate CAIR-designated representative; changes in owners and operators
Section 3130 - Certificate of representation
Section 3140 - Objections concerning CAIR-designated representative
Section 3150 – Delegation by CAIR-designated representative and alternate CAIR-designated representative
Article 3 - Permits
Section 3200 - General CAIR SO2 Trading Program permit requirements
Section 3210 - Submission of CAIR permit applications
Section 3220 - Information requirements for CAIR permit applications
Section 3230 – CAIR permit contents and term
Section 3240 – CAIR permit revisions
Article 4 - [Reserved]
Section 3300 – [Reserved]
Article 5 - CAIR SO2 Allowance Allocations
Section 3400 - CAIR SO2 Annual trading budgets
Section 3410 - Timing requirements for CAIR SO2 allowance allocations
Section 3420 – CAIR SO2 allowance allocations
Article 6 - CAIR SO2 Allowance Allocations Tracking System
Section 3500 – [Reserved]
Section 3510 - Establishments of accounts
Section 3520 - Responsibilities of CAIR-authorized account representative
Section 3530 - Recordation of CAIR SO2 allowance allocations
Section 3540 – Compliance with CAIR SO2 emissions limitation
Section 3550 - Banking
Section 3560 - Account error
Section 3570 - Closing of general accounts
Article 7 - CAIR SO2 Allowance Transfers
Section 3600 – Submission of CAIR SO2 allowance transfers
Section 3610 - EPA recordation
Section 3620 - Notification
Article 8 - Monitoring and Reporting
Section 3700 - General requirements
Section 3710 - Initial certification and recertification procedures
Section 3720 - Out of control periods
Section 3730 - Notifications
Section 3740 - Recordkeeping and reporting
Section 3750 - Petitions
Article 9 - CAIR SO2 Opt-in Units
Section 3800 - Applicability
Section 3810 - General
Section 3820 – CAIR-designated representative
Section 3830 - Applying for CAIR opt-in permit
Section 3840 - Opt-in process
Section 3850 – CAIR opt-in permit contents
Section 3860 - Withdrawal from CAIR SO2 Trading Program
Section 3870 - Change in regulatory status
Section 3880 – CAIR SO2 allowance allocations to CAIR SO2 opt-in units
Part VI – Hg Budget Trading Program for Coal Fired Electric Steam Generating Units
[NOTE THAT THIS REGULATION HAS NO EFFECT DUE TO VACATURE OF THE FEDERAL CAMR REGULATION.]
Article 1 - Hg Budget Trading Program General Provisions
Section 5010 – Purpose
Section 5020 – Definitions
Section 5030 - Measurements abbreviations and acronyms
Section 5040 - Applicability
Section 5050 - Retired unit exemption
Section 5060 - Standard requirements
Section 5070 – Computation of time
Section 5080 – Appeal procedures
Article 2 - Hg-designated Representative for Hg Budget Sources
Section 5100 - Authorization and responsibilities of Hg designated representative
Section 5110 - Alternate Hg designated representative
Section 5120 - Changing Hg designated representative and the alternate Hg designated representative; changes in owners and operators
Section 5130 - Certificate of representation
Section 5140 - Objections concerning Hg designated representative
Section 5150 – Delegation by Hg designated representative and alternate Hg designated representative
Article 3 - Permits
Section 5200 - General Hg Trading Program permit requirements
Section 5210 - Submission of Hg Budget permit applications
Section 5220 - Information requirements for Hg Budget permit applications
Section 5230 – Hg Budget permit contents and term
Section 5240 – Hg Budget permit revisions
Article 4 - [Reserved]
Section 5300 – [Reserved]
Article 5 - Hg Allowance Allocations
Section 5400 – Hg trading budgets
Section 5410 - Timing requirements for Hg allowance allocations
Section 5420 – Hg allowance allocations
Article 6 - Hg Allowance Tracking System
Section 5500 – [Reserved]
Section 5510 - Establishment of accounts
Section 5520 - Responsibilities of Hg authorized account representative
Section 5530 - Recordation of Hg allowance allocations
Section 5540 – Compliance with Hg Budget emissions limitation
Section 5550 - Banking
Section 5560 - Account error
Section 5570 - Closing of general accounts
Article 7 - Hg Allowance Transfers
Section 5600 – Submission of Hg allowance transfers
Section 5610 - EPA recordation
Section 5620 - Notification
Article 8 - Monitoring and Reporting
Section 5700 - General requirements
Section 5710 - Initial certification and recertification procedures
Section 5720 - Out of control periods
Section 5730 - Notifications
Section 5740 - Recordkeeping and reporting
Section 5750 - Petitions